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Red Deer MiFID II Industry Survey 2017
1.
Can you please indicate on which side of the industry you are working with:
Sell side
Buy side
2.
What type of firm do you work for? (Please select the closest description from the options below)
Sovereign Wealth Fund
Public Pension
Foundation
Endowment
Family/Multi Family Office
Consultant/Advisor
High Net Worth Individual
Asset Manager
Broker
Research House
3.
How much do you expect to spend in legal costs in drafting and negotiating research agreements?
< £50,000
£50,000 - £100,000
£100,000 - £250,000
>£250,000
4.
What do you estimate the additional operational costs associated with managing research will cost your firm in 2018?
< £50,000
£50,000 - £100,000
£100,000 - £250,000
£250,000 - £500,000
£500,000 - £1m
> £1m
5.
What is the number of research providers your firm will need to reach an agreement with before January 2018?
<5
5-10
10-15
15-20
20-25
>25
6.
Will you be changing the number of research providers you currently use in advance of January 2018?
Yes
No
7.
If you answered yes to question 7 then please can you indicate the following:
Increasing
Decreasing
8.
Are you having difficulty arriving at a suitable bundling of research products, i.e. the way research is packaged, e.g. waterfront, by sector, by asset class?
Yes
No
9.
Are you concerned about monitoring readership and interactions data, particularly the risk of conflicting consumption metrics?
Yes
No
10.
Are you evaluating the breadth of your research spend: number of providers vs. the depth (ie: number of areas covered per provider)?
Yes
No
11.
Do you have a clear framework to evaluate the type, level and quality of research services before and after reception and consumption?
Yes
No
Partially
Unsure how to develop framework