AIM Training for Financial Advisers, October 2023

Question Title

1. What tax may investors mitigate by holding a portfolio of AIM shares? (Required.)

Inheritance Tax (IHT)

Capital Gains Tax (CGT)

Stamp Duty

Income Tax

Question Title

2. How many years does an investor in the AIM market need to hold shares before they benefit from tax relief? (Required.)

Zero: Investors get tapered relief from the day the shares are purchased

One year

Two years

After seven years

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3. On what exchange are AIM shares listed? (Required.)

LIFFE

Dublin

LME

LSE

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4. Only new start-up companies can list on AIM. (Required.)

True

False

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5. Easy access to senior management is an advantage of investing in AIM listed companies. (Required.)

True

False

Question Title

6. Which TWO of these factors may be regarded as red flags by AIM investment managers? (Required.)

Companies who are subject to takeover bids

Loss-making companies

Companies who make products that depend on a small number of buyers

Companies who pay dividends

Question Title

7. Having a diversified portfolio of 25 or more companies will help to mitigate company specific risk. (Required.)

True

False

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8. Which TWO sectors are likely to provide more reliable and predictable earnings profiles? (Required.)

Software

Early-stage Pharmaceuticals

Speculative Mining

Health Care Support

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9. Thinking like a business owner enables investors to focus on long-term shareholder value creation, rather than speculating on stock prices. (Required.)

True

False

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10. Which TWO of the below are typical characteristics of a high-quality company? (Required.)

High returns on capital

Substantial leverage

High cash conversion

Low gross margins

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11. According to HMRC how much of a business’s activity should be made up of investment activities to qualify for Business Relief? (Required.)

Less than 25%

Less than 50%

More than 50%

Less than 75%

Question Title

12. Finally, in order to provide you with a CPD certificate for our AIM webinar and your time completing this quiz, please provide your email address below. (Required.)

AIM Training for Financial Advisers, October 2023

Question Title

* 1. What tax may investors mitigate by holding a portfolio of AIM shares? (Required.)

Question Title

* 2. How many years does an investor in the AIM market need to hold shares before they benefit from tax relief? (Required.)

Question Title

* 3. On what exchange are AIM shares listed? (Required.)

Question Title

* 4. Only new start-up companies can list on AIM. (Required.)

Question Title

* 5. Easy access to senior management is an advantage of investing in AIM listed companies. (Required.)

Question Title

* 6. Which TWO of these factors may be regarded as red flags by AIM investment managers? (Required.)

Question Title

* 7. Having a diversified portfolio of 25 or more companies will help to mitigate company specific risk. (Required.)

Question Title

* 8. Which TWO sectors are likely to provide more reliable and predictable earnings profiles? (Required.)

Question Title

* 9. Thinking like a business owner enables investors to focus on long-term shareholder value creation, rather than speculating on stock prices. (Required.)

Question Title

* 10. Which TWO of the below are typical characteristics of a high-quality company? (Required.)

Question Title

* 11. According to HMRC how much of a business’s activity should be made up of investment activities to qualify for Business Relief? (Required.)

Question Title

* 12. Finally, in order to provide you with a CPD certificate for our AIM webinar and your time completing this quiz, please provide your email address below. (Required.)

1. What tax may investors mitigate by holding a portfolio of AIM shares? (Required.)

2. How many years does an investor in the AIM market need to hold shares before they benefit from tax relief? (Required.)

3. On what exchange are AIM shares listed? (Required.)

4. Only new start-up companies can list on AIM. (Required.)

5. Easy access to senior management is an advantage of investing in AIM listed companies. (Required.)

6. Which TWO of these factors may be regarded as red flags by AIM investment managers? (Required.)

7. Having a diversified portfolio of 25 or more companies will help to mitigate company specific risk. (Required.)

8. Which TWO sectors are likely to provide more reliable and predictable earnings profiles? (Required.)

9. Thinking like a business owner enables investors to focus on long-term shareholder value creation, rather than speculating on stock prices. (Required.)

10. Which TWO of the below are typical characteristics of a high-quality company? (Required.)

11. According to HMRC how much of a business’s activity should be made up of investment activities to qualify for Business Relief? (Required.)

12. Finally, in order to provide you with a CPD certificate for our AIM webinar and your time completing this quiz, please provide your email address below. (Required.)